ESG 2021

Sustainalytics’ ESG Risk Ratings Key Issues



There is a Self-Assessment report sample following up Sustainalytics ESG Ratings Report Key Issues.

以下是 Sustainalytics ESG Rating 的主要評分項目樣本,提供企業自我評分參考使用。資料來源與版權歸屬為 Sustainalytics,本公司不擁有以下素材的版權。


Environmental Policy

▢ Commitment to environmental protection 環保承諾
▢ Commitment to create environmental awareness 
▢ 致力於樹立環保意識 
▢ Commitment to implement an environmental management system 
▢ Commitment to use natural resources or energy more efficiently 承諾更有效地利用自然資源或能源
▢ Commitment to reduce emissions, releases and waste 承諾減少排放,釋放和浪費
▢ Commitment to monitor the company’s environmental performance 
▢ 承諾監控公司的環境績效
▢ Commitment to report regularly on environmental issues 承諾定期報告環境議題
▢ Commitment to consult with stakeholders on environmental issues 承諾就環境問題與利益相關者進行磋商
▢ Approved by senior management or the board of directors 經高級管理層或董事會批准

Green Logistics Programmes 

▢ It is disclosed whether the company has a programme to improve the environmental 


▢ There is no evidence of environmental impact being considered at the design stage of new products 

Environmental Management System 

▢ The company has an EMS but its scope is limited 該公司有EMS,但範圍有限
▢ Managerial or board level responsibility for environmental issues 管理階層或董事會對環境問題的責任

▢ Identification of products, activities and services that have significant impacts on the Environment 

▢ Compliance with environmental regulation 

▢ Objectives, targets and deadlines 

▢ Internal and external communications on environmental management issues

▢ Monitoring and measurement 

▢ Environmental performance records 

▢ External environmental audits 

▢ Internal environmental audits 

▢ Corrective actions to stimulate continual improvement 

▢ Environmental Management Systems(EMS) Certification
Some of the company's activities have received external certification but the scope is unclear 

▢ Carbon Intensity Trend 
Disclosure is insufficient to calculate the company's carbon intensity trend over the last 3 years

Carbon Intensity 

▢ Disclosure on carbon emissions is insufficient to determine performance relative to peers 碳排放披露不足以確定相對於同行的績效

Product & Service Incidents 

▢ No evidence of relevant controversies 沒有相關爭議的證據

Environmental Supply Chain Incidents

▢ No evidence of relevant controversies 沒有相關爭議的證據


Freedom of Association Policy

▢ The company has an adequate policy on freedom of association


Quality management system (QMS) Certifications

▢ Some of the company's sites have received external certification but the scope is unclear


Conflict Minerals Policy

▢ A formal, company-wide policy  

▢ Commitment to proactive elimination of conflict minerals from products and the supply chain 

▢ Commitment to conduct supply chain due diligence to assess risk exposure 

▢ Commitment not to source minerals from the DRC and adjoining countries 

Diversity Programmes 

▢ Managerial or board level responsibility for diversity initiatives

▢ Targeted recruitment 

▢ Training and guidance regarding diversity 

▢ Diversity initiatives that go beyond legal compliance 

▢ Employee affinity groups, diversity councils, or networking groups 

▢ Mentorship programmes 

▢ Initiatives supporting a diverse workforce diversity monitoring or audits 

Supply Chain Management

▢ Board-level responsibility for supply chain management 
▢ Managerial responsibility for supply chain management

▢ Systematic consideration of suppliers’ social performance during procurement 

▢ Targets and deadlines related to supply chain management 

▢ Compliance with social standards included in legally binding agreements with suppliers 

▢ Regular training programmes for suppliers on labour rights issues 

▢ Monitoring of supply chain non-compliance incidents or practices 

▢ Engagement with non-compliant suppliers to reach compliance 

▢ Formal channels for supply chain workers to raise concerns 

▢ Regular internal supplier audits Regular external supplier audits 

▢ Reporting on audit results 

▢ Engagement with NGOs, labour groups or industry peers on social supply chain issues 

▢ Is applicable to second-tier suppliers 

Scope of Social Supplier Standards 

▢ Addresses health and safety 
▢ Addresses minimum living wages 
▢ Addresses maximum working hours 
▢ Addresses freedom of association and the right to collective bargaining 
▢ Addresses child labour 
▢ Addresses acceptable living conditions 
▢ Addresses non-discrimination 
▢ Addresses corporal punishment/disciplinary practices 
▢ Addresses forced labour 


Lost-time incident rate (LTIR) Trend 

▢  Disclose data on its lost-time incident rate 


Social Supply Chain Incidents

▢  No evidence of relevant controversies 


Customer Incidents 

▢  No evidence of relevant controversies 


Employee Incidents 

▢  No evidence of relevant controversies


Whistleblower Programmes

▢ Proactively communicated to employees 主動與員工溝通
▢ Available to suppliers, customers and other third parties 供應商,客戶和其他第三方均可使用
▢ An independent, reporting hotline available 24/7 提供獨立的報告熱線 24/7
▢ Possibility for anonymous reporting and reports are treated confidentially 匿名檢舉和報告將被保密
▢ Non-retaliation policy 禁止報復政策
▢ Structures in place to process whistleblower reports 具備處理舉報人報告的結構
▢ Disclosure on the number of reports received, the types of misconduct and measures taken 披露收到的報告數量,不當行為的類型和採取的措施
▢ Available in local languages 舉報管道以當地語言提供


ESG Governance

▢  A committee is responsible for overseeing ESG issues but its composition and/or degree of authority is not disclosed  一個委員會負責監督 ESG 問題,但未披露其組成和/或授權程度


Global Compact Signatory  全球契約簽署

▢  The company is not a signatory to the UN Global Compact 該公司不是聯合國全球契約的簽署國


Verification of ESG Reporting 

▢  Verification of ESG reporting is adequate 驗證ESG 報告已足夠


ESG Reporting Standards 

▢  The company's ESG reporting is strong 公司的 ESG 報告很強大


Business Ethics Incidents

▢  No evidence of relevant controversies 沒有相關爭議的證據


Governance Incidents

▢  No evidence of relevant controversies 沒有相關爭議的證據


Public Policy Incidents 

▢  No evidence of relevant controversies 沒有相關爭議的證據

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